Securities Dealers

The Securities Dealer License in Seychelles is issued and regulated by the Seychelles Financial Authority (FSA).

THE Securities Act 2007 as amended from time to time, provides the legal framework for the provision of Securities Dealer Services. A Seychelles, Securities Dealer License is a license which allows a company to trade in securities either as a principal (on its own account) or as an agent (on behalf of its clients). This license is particularly beneficial for companies worldwide who deal/trade in Securities. It’s an important tool for your organization to attract more clients. The license will give your firm more credibility in the eyes of your wholesale broker and your clients.

Comfin Global’s team of regulatory experts and professionals offers a complete package of services. Our company can assist you with submission of your application to Financial Services Authority, on drafting all necessary documents and manuals which will be needed to obtain the license, liaising with the Regulator until the license is approved. We can further assist you to find local employees and search for the suitable premises to establish your business.

Interested in Securities Dealers?

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